Our CEO, Sean Lam, pens for the FT Adviser
With less than six months to go until the Senior Managers and Certification Regime comes into force, the clock is ticking for UK firms. Those affected need to take steps now if they want to be ready for the new regime. Non-compliance with the SMCR after December 9 2019 could incur significant regulatory penalties. Firms must start preparing now, if they have not done so already, to effectively tackle the plethora of changes that are being introduced by the new regime.
Read the full article over on the FT Adviser website.